As filed with the Securities and Exchange Commission on August 13, 2021.
Registration No. 333-256997
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST EFFECTIVE AMENDMENT NO. 1
TO
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Dermata Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 2834 | 86-3218736 | ||
(State or other jurisdiction of incorporation or organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification Number) |
3525 Del Mar Heights Rd., #322
San Diego, CA 92130
(858) 800-2543
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Gerald T. Proehl
President and Chief Executive Officer
3525 Del Mar Heights Rd., #322
San Diego, CA 92130
(858) 800-2543
Gerald T. Proehl
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Michael J. Lerner Steven M. Skolnick Lowenstein Sandler LLP 1251 Avenue of the Americas New York, New York 10020 (212) 262-6700 |
Barry Grossman Sarah E. Williams Matthew Bernstein Ellenoff Grossman & Schole LLP 1345 Avenue of the Americas New York, New York 10105 (212) 370-1300 |
Approximate date of commencement of proposed sale to public:
As soon as practicable after this Registration Statement is declared effective.
Approximate date of commencement of proposed sale to public:
As soon as practicable after this Registration Statement is declared effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ 333-256997
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☐ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☒ | Smaller reporting company | ☒ | |||
Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
This Post-Effective Amendment No. 1 to the Registration Statement on Form S-1 of Dermata Therapeutics, Inc. (the Company), as originally declared effective by the Securities and Exchange Commission (the SEC) on August 12, 2021, is being filed for the sole purpose of filing Exhibit 5.1 as part of the Registration Statement. This Post-Effective Amendment No. 1 does not modify any provision of Part I or Part II of the Registration Statement other than supplementing Item 16 of Part II as set forth below. This Registration Statement shall become effective upon filing with the SEC in accordance with Rule 462(d) under the Securities Act of 1933, as amended.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 16. | Exhibits and Financial Statement Schedules. |
(a) Exhibits
The following exhibits are being filed with this Registration Statement:
Exhibits: |
Description | |
5.1 | Legal opinion of Lowenstein Sandler LLP |
II-1
SIGNATURES
Pursuant to the requirements of the Securities Act, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, California, on the 13th day of August, 2021.
Dermata Therapeutics, Inc. | ||||
By: | /s/ Gerald T. Proehl | |||
Name: | Gerald T. Proehl | |||
Title: | Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities held on the dates indicated:
Signature |
Title |
Date | ||
/s/ Gerald T. Proehl Gerald T. Proehl |
Chief Executive Officer (Principal Executive Officer) and Chairman |
August 13, 2021 | ||
/s/ Thomas Insley Thomas Insley |
Chief Financial Officer |
August 13, 2021 | ||
/s/ David Hale David Hale |
Lead Director |
August 13, 2021 | ||
/s/ Wendell Wierenga Wendell Wierenga |
Director |
August 13, 2021 | ||
/s/ Mary Fisher Mary Fisher |
Director |
August 13, 2021 | ||
/s/ Andrew Sandler, M.D. Andrew Sandler, M.D. |
Director |
August 13, 2021 | ||
/s/ Steven J. Mento, Ph.D. Steven J. Mento, Ph.D. |
Director |
August 13, 2021 | ||
/s/ Kathleen Scott Kathleen Scott |
Director |
August 13, 2021 |
II-2