| Schedule of Equity Securities |
A
summary of the Company’s equity securities as of September 30, 2026, is as follows:
Schedule of
Equity Securities
| Description |
|
Authorized |
|
|
Issued |
|
|
Pre-funded Warrants |
|
|
Reserved |
|
|
Outstanding |
|
| Common Stock, par value $0.0001 |
|
|
250,000,000 |
|
|
|
4,930,207 |
|
|
|
1,386,470 |
|
|
|
- |
|
|
|
4,930,207 |
|
| Preferred Stock |
|
|
10,000,000 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
| Warrants (excluding pre-funded warrants) |
|
|
- |
|
|
|
10,048,341 |
|
|
|
- |
|
|
|
- |
|
|
|
10,048,341 |
|
| 2021 Omnibus Equity Incentive Plan |
|
|
402,214 |
|
|
|
159,502 |
|
|
|
- |
|
|
|
242,712 |
|
|
|
159,411 |
|
| Nonqualified Inducement Stock Option |
|
|
15,000 |
|
|
|
15,000 |
|
|
|
- |
|
|
|
- |
|
|
|
15,000 |
|
| Total equity securities |
|
|
260,417,214 |
|
|
|
15,153,050 |
|
|
|
1,386,470 |
|
|
|
242,712 |
|
|
|
15,152,959 |
|
|
| Schedule of Information of Outstanding Warrants |
Schedule
of Information of Outstanding Warrants
| |
|
Quantity of Warrants Outstanding as of |
|
|
|
|
|
|
|
| Description |
|
September 30, 2026 |
|
|
December 31, 2025 |
|
|
Exercise Price |
|
|
Expiration Date |
|
| Pre-IPO Series 1a Warrants |
|
|
- |
|
|
|
19 |
|
|
$ |
49,200 |
|
|
|
3/14/2026 |
|
| IPO Warrants |
|
|
- |
|
|
|
1,230 |
|
|
|
16,800 |
|
|
|
8/17/2026 |
|
| IPO Underwriter Warrants |
|
|
- |
|
|
|
53 |
|
|
|
19,320 |
|
|
|
8/17/2026 |
|
| March 2023 Offering Placement Agent Warrants |
|
|
753 |
|
|
|
753 |
|
|
|
579.38 |
|
|
|
3/16/2028 |
|
| May 2023 PIPE Placement Agent Warrants |
|
|
371 |
|
|
|
371 |
|
|
|
428.45 |
|
|
|
5/23/2028 |
|
| November 2023 Placement Agent Warrants |
|
|
1,619 |
|
|
|
1,619 |
|
|
|
122.09 |
|
|
|
11/20/2028 |
|
| May 2024 Series A Common Warrants |
|
|
2,334 |
|
|
|
2,334 |
|
|
|
49.10 |
|
|
|
11/21/2029 |
|
| May 2024 Placement Agent Warrants |
|
|
3,613 |
|
|
|
3,613 |
|
|
|
64.50 |
|
|
|
11/21/2029 |
|
| September 2024 PIPE Placement Agent Warrants |
|
|
13,386 |
|
|
|
13,386 |
|
|
|
22.88 |
|
|
|
3/18/2030 |
|
| January 2025 PIPE Warrants |
|
|
80,051 |
|
|
|
80,051 |
|
|
|
12.70 |
|
|
|
7/15/2030 |
|
| January 2025 Repriced PIPE Warrants |
|
|
120,734 |
|
|
|
120,734 |
|
|
|
2.04 |
|
|
|
5/27/2031 |
|
| January 2025 PIPE Placement Agent Warrants |
|
|
14,053 |
|
|
|
14,053 |
|
|
|
15.88 |
|
|
|
7/15/2030 |
|
| March 2025 Warrant Inducement Series A |
|
|
498,080 |
|
|
|
498,080 |
|
|
|
12.84 |
|
|
|
7/15/2030 |
|
| March 2025 Warrant Inducement Series B |
|
|
468,813 |
|
|
|
468,813 |
|
|
|
12.84 |
|
|
|
1/15/2027 |
|
| March 2025 Financial Advisor Warrants |
|
|
33,840 |
|
|
|
33,840 |
|
|
|
16.05 |
|
|
|
7/15/2030 |
|
| December 2025 PIPE Series C Warrants |
|
|
2,022,062 |
|
|
|
2,022,062 |
|
|
|
2.04 |
|
|
|
5/27/2031 |
|
| December 2025 PIPE Series D Warrants |
|
|
2,022,062 |
|
|
|
2,022,062 |
|
|
|
2.04 |
|
|
|
5/27/2028 |
|
| December 2025 PIPE Placement Agent Warrants |
|
|
141,544 |
|
|
|
141,544 |
|
|
|
2.55 |
|
|
|
5/27/2031 |
|
| August 2026 PIPE Series E Warrants |
|
|
660,956 |
|
|
|
- |
|
|
|
1.46 |
|
|
|
(1 |
) |
| August 2026 PIPE Series E Warrants – Insiders |
|
|
1,633,578 |
|
|
|
- |
|
|
|
1.47 |
|
|
|
(1 |
) |
| August 2026 PIPE Series F Warrants |
|
|
660,956 |
|
|
|
- |
|
|
|
1.46 |
|
|
|
(2 |
) |
| August 2026 PIPE Series F Warrants – Insiders |
|
|
1,633,578 |
|
|
|
- |
|
|
|
1.47 |
|
|
|
(2 |
) |
| Bank Warrant |
|
|
35,958 |
|
|
|
- |
|
|
|
1.825 |
|
|
|
(1 |
) |
| Total warrants outstanding |
|
|
10,048,341 |
|
|
|
5,424,617 |
|
|
|
|
|
|
|
|
|
| (1) |
Warrants
are subject to Shareholder approval. Expiration date is 5 years from shareholder approval date. |
| (2) |
Warrants
are subject to Shareholder approval. Expiration date is 24 months from shareholder approval date. |
|